Form: 8-K

Current report filing

October 19, 2021

Documents

Athene Holding Ltd Depositary Shares, each representing a 1/1,000th interest in a 6.35% Fixed-to-Floating RatePerpetual Non-Cumulative Preference Share, Series A Depositary Shares, each representing a1/1,000th interest in a 5.625% Fixed Rate Perpetual Non-Cumulative Preference Share, Series B Depositary Shares, each representing a 1/1,000th interest in a 6.375% Fixed-Rate Reset Perpetual Non-Cumulative Preference Share, Series C Depositary Shares, each representing a 1/1,000th interest in a 4.875% Fixed Rate Perpetual Non-Cumulative Preference Share, Series D false 0001527469 0001527469 2021-10-19 2021-10-19 0001527469 ahl:Class160ACommonSharesParValue0.001PerShareMember 2021-10-19 2021-10-19 0001527469 ahl:DepositarySharesEachRepresentingA11000thInterestInA6.35FixedToFloatingRatePerpetualNonCumulativePreferenceShareSeriesAMember 2021-10-19 2021-10-19 0001527469 ahl:DepositarySharesEachRepresentingA11000thInterestInA5.625FixedRatePerpetualNonCumulativePreferenceShareSeriesBMember 2021-10-19 2021-10-19 0001527469 ahl:DepositarySharesEachRepresentingA11000thInterestInA6.375FixedRateResetPerpetualNonCumulativePreferenceShareSeriesCMember 2021-10-19 2021-10-19 0001527469 ahl:DepositarySharesEachRepresentingA11000thInterestInA4.875FixedRatePerpetualNonCumulativePreferenceShareSeriesDMember 2021-10-19 2021-10-19

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): October 19, 2021

 

 

 

LOGO

ATHENE HOLDING LTD.

(Exact name of registrant as specified in its charter)

 

 

 

Bermuda   001-37963   98-0630022

(State or other jurisdiction of

incorporation or organization)

  

(Commission

file number)

  

(I.R.S. Employer

Identification Number)

Second Floor, Washington House

16 Church Street

Hamilton, HM 11, Bermuda

(441) 279-8400

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

  

Trading

Symbol

  

Name of each exchange

on which registered
Class A common shares, par value $0.001 per share   ATH   New York Stock Exchange
Depositary Shares, each representing a 1/1,000th interest in a 6.35% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Share, Series A   ATHPrA   New York Stock Exchange
Depositary Shares, each representing a
1/1,000th interest in a 5.625% Fixed Rate Perpetual Non-Cumulative Preference Share, Series B 		  ATHPrB   New York Stock Exchange
Depositary Shares, each representing a 1/1,000th interest in a 6.375% Fixed-Rate Reset Perpetual Non-Cumulative Preference Share, Series C   ATHPrC   New York Stock Exchange
Depositary Shares, each representing a 1/1,000th interest in a 4.875% Fixed Rate Perpetual Non-Cumulative Preference Share, Series D   ATHPrD   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

Item 7.01

Regulation FD Disclosure.

In connection with the previously announced Investor Day for stockholders and analysts of Apollo Global Management, Inc. that took place today, October 19, 2021, Athene Holding Ltd. (“AHL” or the “Company”) has made available to investors a supplemental presentation on AHL’s website. The presentation is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

The foregoing information, including the Exhibit referenced in this Item 7.01, are being furnished pursuant to this Item 7.01 and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.

 

Item 9.01

Financial Statements and Exhibits.

 

(d)

Exhibits

 

Exhibit
No.

   

Description
99.1    Asset Portfolio Risk & Stress Considerations Presentation, dated October 2021 (furnished and not filed)
104    Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

      ATHENE HOLDING LTD.
Date: October 19, 2021      

/s/ John L. Golden
      John L. Golden
      Executive Vice President and General Counsel