S-1MEF: A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-1
Published on December 8, 2016
As filed with the Securities and Exchange Commission on December 8, 2016
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
ATHENE HOLDING LTD.
(Exact name of registrant as specified in its charter)
Bermuda | 6311 | 98-0630022 | ||
(State or other jurisdiction of incorporation or organization) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification Number) |
96 Pitts Bay Road
Pembroke, HM08, Bermuda
(441) 279-8400
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
CT Corporation System
111 Eighth Avenue
New York, New York 10011
(212) 894-8940
(Name, address and telephone number, including area code, of agent for service)
Copies to:
Perry J. Shwachman Samir A. Gandhi Sidley Austin LLP One South Dearborn Chicago, Illinois 60603 Telephone: (312) 853-7000 Telecopy: (312) 853-7036 |
Harvey M. Eisenberg Weil, Gotshal & Manges LLP 767 Fifth Avenue New York, New York 10153 Telephone: (212) 310-8000 Telecopy: (212) 310-8007 |
Daniel J. Bursky Mark Hayek Fried, Frank, Harris, Shriver & Jacobson LLP One New York Plaza New York, New York 10004 Telephone: (212) 859-8000 Telecopy: (212) 859-4000 |
Charles G.R. Collis Conyers Dill &
Pearman Hamilton, HM CX Bermuda Telephone: (441) 295-1422 |
Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box. ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒ (Registration No. 333-211243)
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definition of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☐ | |||||
Non-accelerated filer | ☒ (Do not check if a smaller reporting company) | Smaller reporting company | ☐ |
CALCULATION OF REGISTRATION FEE
|
||||
Title of Each Class of Securities to be Registered |
Proposed Maximum Offering Price(1)(2)(3) |
Amount of Registration Fee(4) |
||
Class A Common Shares, $0.001 par value |
$92,000,000 | $10,662.80 | ||
|
(1) | Estimated solely for the purpose of calculating the amount of the registration fee in accordance with Rule 457(o) of the Securities Act of 1933, as amended. |
(2) | Includes shares that the underwriters have the option to purchase. |
(3) | The registrant is registering $92,000,000 of the proposed maximum aggregate offering price pursuant to this Registration Statement, which is in addition to the amount registered pursuant to the Form S-1 Registration Statement (Registration No. 333-211243). |
(4) | The registrant has an outstanding balance of $223,252.00 in its SEC account in connection with previous filings of the Form S-1 Registration Statement (Registration No. 333-211243). In accordance with Rule 457(o), an additional $10,662.80 is being paid with this Form S-1 Registration Statement. |
This Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) promulgated under the Securities Act of 1933, as amended.
2
Explanatory Note and Incorporation By Reference
This Registration Statement on Form S-1 relating to the public offering of Class A common shares of Athene Holding Ltd. (the shares) contemplated by the Registration Statement on Form S-1 (File No. 333-211243) (as amended, the Prior Registration Statement), is filed pursuant to Rule 462(b) promulgated under the Securities Act of 1933, as amended, solely to increase the maximum aggregate offering price of the shares offered in the public offering by $92,000,000, including shares that may be sold pursuant to an option to purchase additional shares granted to the underwriters. The contents of the Prior Registration Statement, including all exhibits thereto, which was declared effective by the Securities and Exchange Commission on December 8, 2016, are hereby incorporated by reference and are deemed to be a part of this Registration Statement.
The required opinions and consents are listed on the Exhibit Index attached hereto and filed herewith.
Signatures
Pursuant to the requirements of the Securities Act of 1933, as amended (the Securities Act), the registrant has duly caused this registration statement on Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in Pembroke, Bermuda, on the 8th day of December, 2016.
ATHENE HOLDING LTD. | ||
By: | /s/ Martin P. Klein |
|
Martin P. Klein Chief Financial Officer |
Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities indicated below as of December 8, 2016:
Signature |
Title |
Date | ||||
/s/ * |
Chairman and Chief Executive Officer (Principal Executive Officer) |
December 8, 2016 | ||||
James R. Belardi | ||||||
/s/ Martin P. Klein |
Chief Financial Officer (Principal Financial Officer) |
December 8, 2016 | ||||
Martin P. Klein | ||||||
/s/ * |
Controller (Principal Accounting Officer) |
December 8, 2016 | ||||
William Eckert | ||||||
/s/ * |
Director | December 8, 2016 | ||||
Marc Beilinson | ||||||
/s/ * |
Director | December 8, 2016 | ||||
Robert Borden | ||||||
/s/ * |
Director | December 8, 2016 | ||||
Gernot Lohr | ||||||
/s/ * |
Director | December 8, 2016 | ||||
Matthew R. Michelini | ||||||
/s/ * |
Director | December 8, 2016 | ||||
Manfred Puffer | ||||||
/s/ * |
Director | December 8, 2016 | ||||
Marc Rowan | ||||||
/s/ * |
Director | December 8, 2016 | ||||
Lawrence J. Ruisi | ||||||
/s/ * |
Director | December 8, 2016 | ||||
Imran Siddiqui |
Signature |
Title |
Date | ||
/s/ * |
Director | December 8, 2016 | ||
Hope Schefler Taitz | ||||
/s/ * |
Director | December 8, 2016 | ||
Brian Leach | ||||
/s/ * |
Director | December 8, 2016 | ||
H. Carl McCall | ||||
/s/ * |
Director | December 8, 2016 | ||
Arthur Wrubel |
* By: | /s/ Martin P. Klein | |
Martin P. Klein Attorney-in-fact |
EXHIBIT INDEX
Exhibit |
Description of Exhibit |
|
5.1 | Opinion of Conyers Dill & Pearman Limited* | |
8.1 | Opinion of Sidley Austin LLP* | |
16.1 | Change in Auditor Letter of PricewaterhouseCoopers Ltd.* | |
23.1.1 | Consent of Conyers Dill & Pearman Limited (included in the opinion filed as Exhibit 5.1 hereto)* | |
23.1.2 | Consent of Sidley Austin LLP (included in the opinion filed as Exhibit 8.1 hereto)* | |
23.2.1 | Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm* | |
23.2.2 | Consent of PricewaterhouseCoopers Ltd., Independent Registered Public Accounting Firm* | |
23.2.3 | Consent of PricewaterhouseCoopers LLP, Independent Registered Public Accounting Firm* | |
24.1 | Power of Attorney(1) | |
24.2 | Power of Attorney(2) | |
99.1 | Form F-N (to be filed concurrently with this registration statement) |
*Filed herewith.
(1) | Previously filed on May 9, 2016 as an exhibit to the registrants Registration Statement on Form S-1 (File No. 333-211243) and incorporated by reference herein. |
(2) | Previously filed on October 25, 2016 as an exhibit to the registrants Registration Statement on Form S-1 (File No. 333-211243) and incorporated by reference herein. |