8-A12B: Form for the registration / listing of a class of securities on a national securities exchange pursuant to Section 12(b)
Published on June 14, 2019
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
ATHENE HOLDING LTD.
(Exact name of registrant as specified in its charter)
Bermuda | 98-0630022 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
96 Pitts Bay Road,
Pembroke, HM08, Bermuda
(Address of principal executive offices)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered |
Name of each exchange on which each class is to be registered |
|
Depositary Shares, Each Representing a 1/1,000th Interest in a 6.35% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Share, Series A, par value $1.00 per share | New York Stock Exchange LLC |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act registration statement file number to which this form relates:
333-222392
Securities to be registered pursuant to Section 12(g) of the Act:
None
Item 1. | Description of Registrants Securities to be Registered. |
The securities to be registered hereby are the Depositary Shares (the Depositary Shares), each of which represents a 1/1,000th interest in a share of our 6.35% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Share, Series A, par value $1.00 and $25,000 liquidation preference per share (equivalent to $25.00 per depositary share) (the Preference Shares), of Athene Holding Ltd. (the Registrant). For a description of the Depositary Shares to be registered hereunder and the underlying Preference Shares of the Registrant, reference is made to the information set forth under the headings Description of Securities and Description of Depositary Shares in the Registrants Prospectus and under the headings Description of the Series A Preference Shares and Description of the Depositary Shares in the Registrants Prospectus Supplement, dated June 5, 2019, to the Prospectus, dated January 3, 2018, which constitutes a part of the Registrants Registration Statement on Form S-3 (File No. 333-222392), filed under the Securities Act of 1933, as amended, which information is hereby incorporated herein by reference.
Item 2. | Exhibits. |
Exhibit No. |
Description |
|
3.1 | Memorandum of Association of Athene Holding Ltd. (Incorporated by reference to the filing of such exhibit with the Registrants Registration Statement on Form S-1 filed with the Securities and Exchange Commission (the SEC) on May 9, 2016 (File No. 333-211243). | |
3.2 | Twelfth Amended and Restated Bye-laws of Athene Holding Ltd. (Incorporated by reference to the Current Report on Form 8-K of Athene Holding Ltd. (File No. 001-37963), as filed with the SEC on June 10, 2019). | |
3.3 | Certificate of Designations of 6.35% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Shares, Series A (Incorporated by reference to the Current Report on Form 8-K of Athene Holding Ltd. (File No. 001-37963), as filed with the SEC on June 10, 2019). | |
4.1 | Form of Share Certificate evidencing 6.35% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Shares, Series A (Incorporated by reference to the Current Report on Form 8-K of Athene Holding Ltd. (File No. 001-37963), as filed with the SEC on June 10, 2019). | |
4.2 | Depositary Agreement, dated June 10, 2019, between the Company and Comptershare Inc. and Computershare Trust Company, N.A., collectively, and the holders from time to time of the Depositary Receipts (Incorporated by reference to the Current Report on Form 8-K of Athene Holding Ltd. (File No. 001-37963), as filed with the SEC on June 10, 2019). | |
4.3 | Form of Depositary Receipt (Incorporated by reference to the Current Report on Form 8-K of Athene Holding Ltd. (File No. 001-37963), as filed with the SEC on June 10, 2019). |
2
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated: June 14, 2019
Athene Holding Ltd. | ||
By: | /s/ Martin P. Klein |
|
Martin P. Klein | ||
Executive Vice President and Chief Financial Officer |
3