Form: SC 13G

Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions

February 14, 2017

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

(Amendment No.     )*

 

Under the Securities Exchange Act of 1934

ATHENE HOLDING LTD.

(Name of Issuer)

Class A Common Shares, par value $0.001

(Title of Class of Securities)

G0684D107

(CINS)

John F. Hartigan, Esq.

Morgan, Lewis & Bockius LLP

300 S. Grand Avenue, 22nd Floor

Los Angeles, CA 90071

(213) 612-2500

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

December 31, 2016

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Stanhope Life, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
5,552,068 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
5,552,068 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
5,552,068 Class A Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
3.0%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

2


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Stanhope Life II, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
2,487,485 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
2,487,485 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
2,487,485 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
1.3%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

3


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Stanhope Life Advisors, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
8,039,553 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
8,039,553 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
8,039,553 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
4.3%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

4


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo Administration GP Ltd

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
8,039,553 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
8,039,553 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
8,039,553 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
4.3%

 

 

12

Type of Reporting Person (See Instructions)
CO

 

5


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

AHL 2014 Investor, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
4,542,924.23 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
4,542,924.23 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
4,542,924.23 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
2.4%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

6


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

AHL 2014 Investor II, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
1,437,944.23 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
1,437,944.23 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,437,944.23 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
0.8%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

7


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

AHL 2014 Investor GP, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
5,980,868.46 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
5,980,868.46 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
5,980,868.46 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
3.2%

 

 

12

Type of Reporting Person (See Instructions)
CO

 

8


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo Principal Holdings III, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
28,703,936.81 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
28,703,936.81 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
28,703,936.81 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
15.3%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

9


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo Principal Holdings III GP, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
28,703,936.81 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
28,703,936.81 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
28,703,936.81 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
15.3%

 

 

12

Type of Reporting Person (See Instructions)
CO

 

10


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Athene Asset Management, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
1 Class A Common Share

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
1 Class A Common Share

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1 Class A Common Share

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
0.0%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

11


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

AAM GP Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Island

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
1 Class A Common Share

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
1 Class A Common Share

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1 Class A Common Share

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
0.0%

 

 

12

Type of Reporting Person (See Instructions)
CO

 

12


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo Life Asset Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Island

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
1 Class A Common Share

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
1 Class A Common Share

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1 Class A Common Share

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
0.0%

 

 

12

Type of Reporting Person (See Instructions)
CO

 

13


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo Palmetto Advisors, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
80,096.15 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
80,096.15 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
80,096.15 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
0.0%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

14


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Palmetto Athene Holdings (Cayman), L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
5,546,327 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
5,546,327 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
5,546,327 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
3.0%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

15


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo Palmetto Management, LLC

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
5,626,423.15 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
5,626,423.15 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
5,626,423.15 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
3.0%

 

 

12

Type of Reporting Person (See Instructions)
OO

 

16


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo Principal Holdings IV, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
5,626,423.15 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
5,626,423.15 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
5,626,423.15 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
3.0%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

17


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo Principal Holdings IV GP, Ltd.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
5,626,423.15 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
5,626,423.15 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
5,626,423.15 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
3.0%

 

 

12

Type of Reporting Person (See Instructions)
OO

 

18


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo Palmetto Athene Partnership, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
0 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
5,546,327 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
5,546,327 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
3.0%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

19


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo Palmetto Athene Management, LLC

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
0 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
5,546,327 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
5,546,327 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
3.0%

 

 

12

Type of Reporting Person (See Instructions)
OO

 

20


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo Capital Management, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
1 Class A Common Share

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
5,546,328 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
5,546,328 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
3.0%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

21


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo Capital Management GP, LLC

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
1 Class A Common Share

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
5,546,328 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
5,546,328 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
3.0%

 

 

12

Type of Reporting Person (See Instructions)
OO

 

22


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

AAA Guarantor-Athene, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
74,586,353.76 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
74,586,353.76 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
74,586,353.76 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
40.0%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

23


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

AAA Investments, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
74,586,353.76 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
74,586,353.76 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
74,586,353.76 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
40.0%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

24


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

AAA Associates, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Guernsey

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
74,592,426.76 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
74,592,426.76 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
74,592,426.76 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
40.0%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

25


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

AAA MIP Limited

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Guernsey

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
74,592,426.76 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
74,592,426.76 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
74,592,426.76 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
40.0%

 

 

12

Type of Reporting Person (See Instructions)
CO

 

26


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo Alternative Assets, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Guernsey

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
74,592,426.76 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
74,592,426.76 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
74,592,426.76 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
40.0%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

27


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo International Management, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
74,592,426.76 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
74,592,426.76 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
74,592,426.76 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
40.0%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

28


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo International Management GP, LLC

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
74,592,426.76 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
74,592,426.76 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
74,592,426.76 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
40.0%

 

 

12

Type of Reporting Person (See Instructions)
OO

 

29


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

AAA Holdings, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Guernsey

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
212,840 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
212,840 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
212,840 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
0.1%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

30


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

AAA Holdings GP Limited

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Guernsey

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
212,840 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
212,840 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
212,840 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
0.1%

 

 

12

Type of Reporting Person (See Instructions)
CO

 

31


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo Management Holdings, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
74,963,161.76 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
80,351,594.76 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
80,351,594.76 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
43.0%

 

 

12

Type of Reporting Person (See Instructions)
PN

 

32


 

CINS No. G0684D107

 

 

1

Name of Reporting Persons.
I.R.S. Identification Nos. of Above Persons (Entities Only).

Apollo Management Holdings GP, LLC

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Delaware

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power

 

6

Shared Voting Power
74,963,161.76 Class A Common Shares

 

7

Sole Dispositive Power

 

8

Shared Dispositive Power
80,351,594.76 Class A Common Shares

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
80,351,594.76 Class A Common Shares

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11

Percent of Class Represented by Amount in Row (9)
43.0%

 

 

12

Type of Reporting Person (See Instructions)
OO

 

33


 

Item 1.

 

(a)

Name of Issuer
Athene Holding Ltd.

 

(b)

Address of Issuer’s Principal Executive Offices
96 Pitts Bay Road

Pembroke, HM08, Bermuda

 

Item 2.

 

(a)

Name of Person Filing
This Schedule 13G is filed by: (i) Stanhope Life, L.P. (“Stanhope”), (ii) Stanhope Life II, L.P. (“Stanhope II”), (iii) Stanhope Life Advisors, L.P. (“Stanhope Life Advisors”), (iv) Apollo Administration GP Ltd. (“Administration GP”), (v) AHL 2014 Investor, L.P. (“AHL Investor”), (vi) AHL 2014 Investor II, L.P. (“AHL Investor II”), (vii) AHL 2014 Investor, GP, Ltd. (“AHL Investor GP”), (viii) Apollo Principal Holdings III, L.P. (“Principal Holdings III”), (ix) Apollo Principal Holdings III GP, Ltd. (“Principal Holdings III GP”), (x) Athene Asset Management, L.P. (“Athene Management”), (xi) AAM GP Ltd. (“AAM GP”), (xii) Apollo Life Asset Ltd. (“Apollo Life”), (xiii) Apollo Palmetto Advisors, L.P. (“Palmetto Advisors”), (xiv) Palmetto Athene Holdings (Cayman), L.P. (“Palmetto Cayman”), (xv) Apollo Palmetto Management, LLC (“Palmetto Management”), (xvi) Apollo Principal Holdings IV, L.P., (“Principal Holdings IV”) (xvii) Apollo Principal Holdings IV GP, Ltd. (“Principal Holdings IV GP”), (xviii) Apollo Palmetto Athene Partnership, L.P. (“Apollo Palmetto LP”), (xix) Apollo Palmetto Athene Management, LLC (“Palmetto Athene Management”), (xx) Apollo Capital Management, L.P. (“Capital Management”), (xxi) Apollo Capital Management GP, LLC (“Capital Management GP”), (xxii) AAA Guarantor-Athene, L.P. (“AAA Guarantor”), (xxiii) AAA Investments, L.P. (“AAA Investments”), (xxiv) AAA Associates, L.P. (“AAA Associates”), (xxv) AAA MIP Limited (“AAA MIP”), (xxvi) Apollo Alternative Assets, L.P. (“AAA”), (xxvii) Apollo International Management, L.P. (“Int’l Management”), (xxviii) Apollo International Management GP, LLC (“Int’l Management GP”), (xxix) AAA Holdings, L.P. (“AAA Holdings”), (xxx) AAA Holdings GP Limited (“AAA Holdings GP”), (xxxi) Apollo Management Holdings, L.P. (“Management Holdings”), and (xxxii) Apollo Management Holdings, GP, LLC (“Management Holdings GP”).  The foregoing are collectively referred to herein as the “Reporting Persons.”

 

Stanhope, Stanhope II, AHL Investor, AHL Investor II, Principal Holdings III, Athene Management, Palmetto Advisors, Palmetto Cayman, AAA Guarantor, AAA Associates and AAA Holdings each hold shares of the Class B common shares, par value $0.001 (the “Class B Shares”), of Athene Holding Ltd. (the “Issuer”).  The Class A common shares, par value $0.001 (the “Class A Shares”) of the Issuer reported as beneficially owned are obtainable upon conversion at the election of the holder on a one-for-one basis of the Class B Shares.

 

Stanhope Life Advisors is the general partner of each of Stanhope and Stanhope II. Administration GP is the general partner of Stanhope Life Advisors. AHL Investor GP is the general partner of each of AHL Investor and AHL Investor II. Principal Holdings III is the sole shareholder of each of Administration GP and AHL Investor GP. Principal Holdings III GP is the general partner of Principal Holdings III.

 

34


 

 

 

The general partner of Athene Management is AAM GP. The sole shareholder of AAM GP is Apollo Life.  Palmetto Management is the general partner of Palmetto Cayman, Palmetto Advisors and Apollo Palmetto LP.  Principal Holdings IV is the sole member of Palmetto Management, and Principal Holdings IV GP is the general partner of Principal Holdings IV.  Apollo Palmetto LP is the limited partner of Palmetto Cayman and as such holds the right to approve of the acquisition or disposition of shares of the Issuer that are held by Palmetto Canyon.  Palmetto Athene Management is the investment manager for Apollo Palmetto LP.  Capital Management is the sole member-manager of Palmetto Athene Management and the sole shareholder of Apollo Life.  The general partner of Capital Management is Capital Management GP.

 

AAA Investments is the General Partner of AAA Guarantor.  AAA Associates is the general partner of AAA Investments.  AAA MIP is the general partner of AAA Associates.  AAA provides investment services to AAA Guarantor, AAA Investments, AAA Associates and AAA MIP. Int’l Management is the managing general partner of AAA.  Int’l Management GP is the general partner of Int’l Management.

 

AAA Holdings GP is the general partner of AAA Holdings.

 

Management Holdings is the sole member and manager of Int’l Management GP and Capital Management GP, and the sole shareholder of AAA Holdings GP. Management Holdings GP is the general partner of Management Holdings.

 

(b)

Address of Principal Business Office or, if none, Residence
The address of each of Stanhope, Stanhope II, Stanhope Life Advisors, Administration GP, AHL Investor, AHL Investor II, AHL Investor GP, Principal Holdings III, Principal Holdings III GP, Principal Holdings IV, Principal Holdings IV GP, AAM GP, Apollo Life and Palmetto Cayman is c/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Street, George Town, KY1-9005 Grand Cayman, Cayman Islands.  The address of each of Athene Management, Palmetto Advisors, Palmetto Athene Management, AAA Guarantor, Int’l Management, Int’l Management GP, Capital Management, Capital Management GP, Management Holdings and Management Holdings GP is 9 West 57th Street, New York, NY 10019. The address of AAA Investments, AAA, Apollo Palmetto LP, Palmetto Management, and is One Manhattanville Road, Suite 201, Purchase, New York 10577.   The principal address for AAA Associates, AAA MIP, AAA Holdings and AAA Holdings GP is Trafalgar Court, Les Banques, GY1 3QL, St. Peter Port, Guernsey, Channel Islands.

 

(c)

Citizenship
Stanhope, Stanhope II, Stanhope Advisors, AHL Investor, AHL Investor II, Principal Holdings III, Palmetto Cayman and Principal Holdings IV are each exempted limited partnerships registered in the Cayman Islands.  Administration GP, AHL Investor GP, Principal Holdings III GP, Principal Holdings IV GP, Apollo Life and AAM GP are each exempted companies registered in the Cayman Islands.  Athene Management, Palmetto Advisors, Apollo Palmetto LP, Capital Management, AAA Guarantor, AAA Investments, Int’l Management and Management Holdings are each Delaware limited partnerships.  Palmetto Management, Palmetto Athene Management, Capital Management GP, Int’l

 

35


 

 

 

Management GP and Management Holdings GP are each Delaware limited liability companies.  AAA, AAA Associates, and AAA MIP, AAA Holdings and AAA Holdings GP are each Guernsey limited partnerships.

 

(d)

Title of Class of Securities
Class A common shares, par value $0.001.

 

(e)

CINS Number
G0684D107

Item 3.

If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

Not applicable.

Item 4.

Ownership.

 

(a)

Amount beneficially owned:

 

 

 

Stanhope

 

5,552,068.00

 

 

 

 

Stanhope II

 

2,487,485.00

 

 

 

 

Stanhope Life Advisors

 

8,039,553.00

 

 

 

 

Administration GP

 

8,039,553.00

 

 

 

 

AHL Investor

 

4,542,924.23

 

 

 

 

AHL Investor II

 

1,437,944.23

 

 

 

 

AHL Investor GP

 

5,980,868.46

 

 

 

 

Principal Holdings III

 

28,703,936.81

 

 

 

 

Principal Holdings III GP

 

28,703,936.81

 

 

 

 

Athene Management

 

1.00

 

 

 

 

AAM GP

 

1.00

 

 

 

 

Apollo Life

 

1.00

 

 

 

 

Palmetto Advisors

 

80,096.15

 

 

 

 

Palmetto Cayman

 

5,546,327.00

 

 

 

 

Palmetto Management

 

5,626,423.15

 

 

 

 

Principal Holdings IV

 

5,626,423.15

 

 

 

 

Principal Holdings IV GP

 

5,626,423.15

 

 

 

 

Apollo Palmetto LP

 

5,546,327.00

 

 

 

 

Palmetto Athene Management

 

5,546,327.00

 

 

 

 

Capital Management

 

5,546,328.00

 

 

 

 

Capital Management GP

 

5,546,328.00

 

 

 

 

AAA Guarantor

 

74,586,353.76

 

 

 

 

AAA Investments

 

74,586,353.76

 

 

 

 

AAA Associates

 

74,592,426.76

 

 

 

 

AAA MIP

 

74,592,426.76

 

 

 

 

AAA

 

74,592,426.76

 

 

 

 

Int’l Management

 

74,592,426.76

 

 

 

 

Int’l Management GP

 

74,592,426.76

 

 

 

 

AAA Holdings

 

212,840.00

 

 

 

 

AAA Holdings GP

 

212,840.00

 

 

 

 

Management Holdings

 

80,351,594.76

 

 

 

 

Management Holdings GP

 

80,351,594.76

 

 

 

36


 

 

 

The Class A Shares of the Issuer reported as beneficially owned are obtainable upon conversion of the Class B Shares of the Issuer at the election of the holder on a one-for-one basis. The number of shares reported as beneficially owned by Management Holdings and Management Holdings GP include 157,894 shares of Class B Shares that have been granted to employees and are held by Management Holdings as custodian, and which Management Holdings has authority to vote.

 

Stanhope, Stanhope II, AHL Investor, AHL Investor II, Principal Holdings III, Athene Management, Palmetto Advisors, Palmetto Cayman, AAA Guarantor, AAA Associates and AAA Holdings each disclaims beneficial ownership of all of the Class A Shares included in this report other than the Class A Shares issuable upon conversion of the Class B Shares held of record by such Reporting Person, and the filing of this report shall not be construed as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose.  Administration GP, AHL Investor GP, Principal Holdings III GP, AAM GP, Apollo Life, Palmetto Management, Principal Holdings IV, Principal Holdings IV GP, Apollo Palmetto LP, Palmetto Athene Management, Capital Management, Capital Management GP, AAA Investments, AAA Associates, AAA MIP, AAA, Int’l Management, Int’l Management GP, AAA Holdings GP, Management Holdings and Management Holdings GP, and Messrs. Leon Black, Joshua Harris and Marc Rowan, the managers, as well as executive officers, of Management Holdings GP, and the directors, as well as executive officers, of Principal Holdings III GP and Principal Holdings IV GP, each disclaim beneficial ownership of all Class A Shares included in this report, and the filing of this report shall not be construed as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

 

(b)

Percent of class:   

 

 

 

Stanhope

 

3.0

%

 

 

 

Stanhope II

 

1.3

%

 

 

 

Stanhope Life Advisors

 

4.3

%

 

 

 

Administration GP

 

4.3

%

 

 

 

AHL Investor

 

2.4

%

 

 

 

AHL Investor II

 

0.8

%

 

 

 

AHL Investor GP

 

3.2

%

 

 

 

Principal Holdings III

 

15.4

%

 

 

 

Principal Holdings III GP

 

15.4

%

 

 

 

Athene Management

 

0.0

%

 

 

 

AAM GP

 

0.0

%

 

 

 

Apollo Life

 

0.0

%

 

 

 

Palmetto Advisors

 

0.0

%

 

 

 

Palmetto Cayman

 

3.0

%

 

 

 

Palmetto Management

 

3.0

%

 

 

 

Principal Holdings IV

 

3.0

%

 

 

 

Principal Holdings IV GP

 

3.0

%

 

 

 

Apollo Palmetto LP

 

3.0

%

 

 

 

Palmetto Athene Management

 

3.0

%

 

 

 

Capital Management

 

3.0

%

 

 

 

Capital Management GP

 

3.0

%

 

 

 

AAA Guarantor

 

40.0

%

 

 

 

AAA Investments

 

40.0

%

 

 

37


 

 

 

AAA Associates

 

40.0

%

 

 

 

AAA MIP

 

40.0

%

 

 

 

AAA

 

40.0

%

 

 

 

Int’l Management

 

40.0

%

 

 

 

Int’l Management GP

 

40.0

%

 

 

 

AAA Holdings

 

0.1

%

 

 

 

AAA Holdings GP

 

0.1

%

 

 

 

Management Holdings

 

43.1

%

 

 

 

Management Holdings GP

 

43.1

%

 

 

 

 

 

 

 

 

 

 

The percentage amounts are based on the sum of 77,319,381 outstanding Class A Shares and the 109,293,521.72 Class A Shares issuable upon conversion of the Class B Shares held by the Reporting Persons.  The 77,319,381 outstanding Class A Shares consists of 74,816,116 Class A Shares outstanding as of November 21, 2016, as reported in the Issuer’s Rule 424(b)(1) Prospectus filed with the Securities and Exchange Commission on December 12, 2016, plus the conversion of an additional 2,503,265 Class B Shares into Class A Shares substantially due to the exercise of the underwriters of their overallotment option in the Issuer’s public offering.  The percentage of beneficial ownership assumes the conversion of all of the Class B Shares held by the Reporting Persons, but does not give effect to certain provisions of the Issuer’s bylaws that would limit the Reporting Persons’ voting rights upon conversion.

 

 

 

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote:   

0 for all Reporting Persons

 

 

 

 

 

 

(ii)

Shared power to vote or to direct the vote:    

 

 

 

Stanhope

 

5,552,068.00

 

 

 

 

 

Stanhope II

 

2,487,485.00

 

 

 

 

 

Stanhope Life Advisors

 

8,039,553.00

 

 

 

 

 

Administration GP

 

8,039,553.00

 

 

 

 

 

AHL Investor

 

4,542,924.23

 

 

 

 

 

AHL Investor II

 

1,437,944.23

 

 

 

 

 

AHL Investor GP

 

5,980,868.46

 

 

 

 

 

Principal Holdings III

 

28,703,936.81

 

 

 

 

 

Principal Holdings III GP

 

28,703,936.81

 

 

 

 

 

Athene Management

 

1.00

 

 

 

 

 

AAM GP

 

1.00

 

 

 

 

 

Apollo Life

 

1.00

 

 

 

 

 

Palmetto Advisors

 

80,096.15

 

 

 

 

 

Palmetto Cayman

 

5,546,327.00

 

 

 

 

 

Palmetto Management

 

5,626,423.15

 

 

 

 

 

Principal Holdings IV

 

5,626,423.15

 

 

 

 

 

Principal Holdings IV GP

 

5,626,423.15

 

 

 

 

 

Apollo Palmetto LP

 

0.00

 

 

 

 

 

Palmetto Athene Management

 

0.00

 

 

 

 

 

Capital Management

 

1.0

 

 

 

 

 

Capital Management GP

 

1.0

 

 

 

 

 

AAA Guarantor

 

74,586,353.76

 

 

 

 

 

AAA Investments

 

74,586,353.76

 

 

 

 

 

AAA Associates

 

74,592,426.76

 

 

 

 

 

AAA MIP

 

74,592,426.76

 

 

 

38


 

 

 

 

AAA

 

74,592,426.76

 

 

 

 

 

Int’l Management

 

74,592,426.76

 

 

 

 

 

Int’l Management GP

 

74,592,426.76

 

 

 

 

 

AAA Holdings

 

212,840.00

 

 

 

 

 

AAA Holdings GP

 

212,840.00

 

 

 

 

 

Management Holdings

 

74,963,161.76

 

 

 

 

 

Management Holdings GP

 

74,963,161.76

 

 

 

 

(iii)

Sole power to dispose or to direct the disposition of:

0 for all Reporting Persons

 

 

(iv)

Shared power to dispose or to direct the disposition of:

 

 

 

Stanhope

 

5,552,068.00

 

 

 

 

 

Stanhope II

 

2,487,485.00

 

 

 

 

 

Stanhope Life Advisors

 

8,039,553.00

 

 

 

 

 

Administration GP

 

8,039,553.00

 

 

 

 

 

AHL Investor

 

4,542,924.23

 

 

 

 

 

AHL Investor II

 

1,437,944.23

 

 

 

 

 

AHL Investor GP

 

5,980,868.46

 

 

 

 

 

Principal Holdings III

 

28,703,936.81

 

 

 

 

 

Principal Holdings III GP

 

28,703,936.81

 

 

 

 

 

Athene Management

 

1.00

 

 

 

 

 

AAM GP

 

1.00

 

 

 

 

 

Apollo Life

 

1.00

 

 

 

 

 

Palmetto Advisors

 

80,096.15

 

 

 

 

 

Palmetto Cayman

 

5,546,327.00

 

 

 

 

 

Palmetto Management

 

5,626,423.15

 

 

 

 

 

Principal Holdings IV

 

5,626,423.15

 

 

 

 

 

Principal Holdings IV GP

 

5,626,423.15

 

 

 

 

 

Apollo Palmetto LP

 

5,546,327.00

 

 

 

 

 

Palmetto Athene Management

 

5,546,327.00

 

 

 

 

 

Capital Management

 

5,546,328.00

 

 

 

 

 

Capital Management GP

 

5,546,328.00

 

 

 

 

 

AAA Guarantor

 

74,586,353.76

 

 

 

 

 

AAA Investments

 

74,586,353.76

 

 

 

 

 

AAA Associates

 

74,592,426.76

 

 

 

 

 

AAA MIP

 

74,592,426.76

 

 

 

 

 

AAA

 

74,592,426.76

 

 

 

 

 

Int’l Management

 

74,592,426.76

 

 

 

 

 

Int’l Management GP

 

74,592,426.76

 

 

 

 

 

AAA Holdings

 

212,840.00

 

 

 

 

 

AAA Holdings GP

 

212,840.00

 

 

 

 

 

Management Holdings

 

80,351,594.76

 

 

 

 

 

Management Holdings GP

 

80,351,594.76

 

 

 

 

 

 

 

 

 

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o

 

39


 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

 

 

Not applicable.

 

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 

 

 

Not applicable.

 

 

Item 8.

Identification and Classification of Members of the Group.

 

 

 

Not applicable.

 

 

Item 9.

Notice of Dissolution of Group.

 

 

 

Not applicable.

 

 

Item 10.

Certification.

 

 

 

Not applicable.

 

40


 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date:  February 14, 2017

 

 

 

STANHOPE LIFE, L.P.

 

 

 

By:

Stanhope Life Advisors, L.P.

 

 

its general partner

 

 

 

 

 

By:

Apollo Administration GP, Ltd.

 

 

 

its general partner

 

 

 

 

 

 

 

By:

/s/ Rick Gordon

 

 

 

 

Rick Gordon

 

 

 

 

Vice President

 

 

 

 

 

 

 

 

 

 

 

STANHOPE LIFE II, L.P.

 

 

 

By:

Stanhope Life Advisors, L.P.

 

 

its general partner

 

 

 

 

 

By:

Apollo Administration GP, Ltd.

 

 

 

its general partner

 

 

 

 

 

 

 

By:

/s/ Rick Gordon

 

 

 

 

Rick Gordon

 

 

 

 

Vice President

 

 

 

 

 

 

 

 

 

 

 

STANHOPE LIFE ADVISORS, L.P.

 

 

 

By:

Apollo Administration GP, Ltd.

 

 

its general partner

 

 

 

 

 

 

By:

/s/ Rick Gordon

 

 

 

 

Rick Gordon

 

 

 

 

Vice President

 

 

 

 

 

 

 

APOLLO ADMINISTRATION GP LTD.

 

 

 

 

By:

/s/ Rick Gordon

 

 

Rick Gordon

 

 

Vice President

 

41


 

 

AHL 2014 INVESTOR, L.P.

 

 

 

By:

AHL 2014 Investor GP, Ltd.

 

 

its general partner

 

 

 

 

 

 

By:

/s/ Rick Gordon

 

 

 

Rick Gordon

 

 

 

Vice President

 

 

 

 

 

 

 

 

 

AHL 2014 INVESTOR II, L.P.

 

 

 

By:

AHL 2014 Investor GP, Ltd.

 

 

its general partner

 

 

 

 

 

By:

/s/ Rick Gordon

 

 

 

Rick Gordon

 

 

 

Vice President

 

 

 

 

 

 

 

 

 

AHL 2014 INVESTOR GP, LTD.

 

 

 

By:

/s/ Rick Gordon

 

 

Rick Gordon

 

 

Vice President

 

 

 

 

 

 

APOLLO PRINCIPAL HOLDINGS III, L.P.

 

 

 

By:

Apollo Principal Holdings III GP, Ltd.

 

 

its general partner

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

APOLLO PRINCIPAL HOLDINGS III GP, LTD.

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

ATHENE ASSET MANAGEMENT, L.P.

 

 

 

By:

AAM GP Ltd.

 

 

its general partner

 

 

 

 

 

By:

/s/ Angelo Lombardo

 

 

 

Angelo Lombardo

 

 

 

Senior Vice President, Counsel and Secretary

 

42


 

 

AAM GP LTD.

 

 

 

 

By:

/s/ Angelo Lombardo

 

 

Angelo Lombardo

 

 

Senior Vice President, Counsel and Secretary

 

 

 

 

 

APOLLO LIFE ASSET LTD.

 

 

 

 

By:

/s/ William B. Kuesel

 

 

William B. Kuesel

 

 

Vice President

 

 

 

 

 

 

 

APOLLO PALMETTO ADVISORS, L.P.

 

 

 

 

By:

Apollo Palmetto Management, LLC

 

 

its general partner

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

 

 

PALMETTO ATHENE HOLDINGS (CAYMAN), L.P.

 

 

 

 

By:

Apollo Palmetto Management, LLC

 

 

its general partner

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

APOLLO PALMETTO MANAGEMENT, LLC

 

 

 

 

By:

/s/ William B. Kuesel

 

 

William B. Kuesel

 

 

Vice President

 

 

 

 

 

 

 

APOLLO PRINCIPAL HOLDINGS IV, L.P.

 

 

 

 

By:

Apollo Principal Holdings IV GP, Ltd.

 

 

its general partner

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

APOLLO PRINCIPAL HOLDINGS IV GP, LTD.

 

 

 

 

By:

/s/ William B. Kuesel

 

 

William B. Kuesel

 

 

Vice President

 

43


 

 

APOLLO PALMETTO ATHENE PARTNERSHIP, L.P.

 

 

 

 

By:

Apollo Palmetto Management, LLC

 

 

its general partner

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

APOLLO PALMETTO ATHENE MANAGEMENT, LLC

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

APOLLO CAPITAL MANAGEMENT, L.P.

 

 

 

 

By:

Apollo Capital Management GP, LLC

 

 

its general partner

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

APOLLO CAPITAL MANAGEMENT GP, LLC

 

 

 

 

By:

/s/ William B. Kuesel

 

 

William B. Kuesel

 

 

Vice President

 

 

 

 

 

AAA GUARANTOR - ATHENE, L.P.

 

 

 

 

By:

AAA Investments, L.P.

 

 

its general partner

 

 

 

 

 

By:

Apollo Alternative Assets, L.P.

 

 

 

its service provider

 

 

 

 

 

 

 

By:

Apollo International Management L.P.,

 

 

 

 

its managing general partner

 

 

 

 

 

 

 

 

 

By:

Apollo International Management GP, LLC

 

 

 

 

 

its general partner

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

 

 

 

William B. Kuesel

 

 

 

 

 

 

Vice President

 

44


 

 

AAA INVESTMENTS, L.P.

 

 

 

 

By:

Apollo Alternative Assets, L.P.

 

 

its service provider

 

 

 

 

 

By:

Apollo International Management, LP

 

 

 

its managing general partner

 

 

 

 

 

 

 

By:

Apollo International Management GP, LLC

 

 

 

 

its general partner

 

 

 

 

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

 

 

William B. Kuesel

 

 

 

 

 

Vice President

 

 

 

 

 

AAA ASSOCIATES, L.P.

 

 

 

 

By:

Apollo Alternative Assets, L.P.

 

 

its service provider

 

 

 

 

 

By:

Apollo International Management, L.P.

 

 

 

its managing general partner

 

 

 

 

 

 

 

By:

Apollo International Management GP, LLC

 

 

 

 

its general partner

 

 

 

 

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

 

 

William B. Kuesel

 

 

 

 

 

Vice President

 

 

 

 

 

AAA MIP LIMITED

 

 

 

 

By:

Apollo Alternative Assets, L.P.

 

 

its service provider

 

 

 

 

 

By:

Apollo International Management, L.P.

 

 

 

its managing general partner

 

 

 

 

 

 

 

By:

Apollo International Management GP, LLC

 

 

 

 

its general partner

 

 

 

 

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

 

 

William B. Kuesel

 

 

 

 

 

Vice President

 

45


 

 

APOLLO ALTERNATIVE ASSETS, L.P.

 

 

 

 

By:

Apollo International Management, L.P.

 

 

its managing general partner

 

 

 

 

 

By:

Apollo International Management GP, LLC

 

 

 

its general partner

 

 

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

 

William B. Kuesel

 

 

 

 

Vice President

 

 

 

 

 

APOLLO INTERNATIONAL MANAGEMENT, L.P.

 

 

 

 

By:

Apollo International Management GP, LLC

 

 

its general partner

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

APOLLO INTERNATIONAL MANAGEMENT GP, LLC

 

 

 

By:

/s/ William B. Kuesel

 

 

William B. Kuesel

 

 

Vice President

 

 

 

 

 

AAA HOLDINGS, L.P.

 

 

 

 

By:

AAA Holdings GP Limited

 

 

its general partner

 

 

 

 

 

By:

/s/ John Suydam

 

 

 

John Suydam

 

 

 

Director

 

 

 

 

 

AAA HOLDINGS GP LIMITED

 

 

 

By:

/s/ John Suydam

 

 

John Suydam

 

 

Director

 

 

 

 

 

 

 

 

 

APOLLO MANAGEMENT HOLDINGS, L.P.

 

 

 

 

By:

Apollo Management Holdings GP, LLC,

 

 

its general partner

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

46


 

 

APOLLO MANAGEMENT HOLDINGS, GP, LLC

 

 

 

By:

/s/ William B. Kuesel

 

 

William B. Kuesel

 

 

Vice President

 

47


 

AGREEMENT OF JOINT FILING

(Athene Holding Ltd.)

 

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby confirm the agreement by and among them to the joint filing on behalf of them of the Statement on Schedule 13G and any and all further amendments thereto, with respect to the securities of the above referenced issuer, and that this Agreement be included as an Exhibit to such filing.  This Agreement may be executed in any number of counterparts each of which shall be deemed to be an original and all of which together shall be deemed to constitute one and the same Agreement.

 

IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of February 14, 2017.

 

 

 

STANHOPE LIFE, L.P.

 

 

 

By:

Stanhope Life Advisors, L.P.

 

 

its general partner

 

 

 

 

 

By:

Apollo Administration GP, Ltd.

 

 

 

its general partner

 

 

 

 

 

 

 

By:

/s/ Rick Gordon

 

 

 

 

Rick Gordon

 

 

 

 

Vice President

 

 

 

 

 

 

 

 

 

 

 

STANHOPE LIFE II, L.P.

 

 

 

By:

Stanhope Life Advisors, L.P.

 

 

its general partner

 

 

 

 

 

By:

Apollo Administration GP, Ltd.

 

 

 

its general partner

 

 

 

 

 

 

 

By:

/s/ Rick Gordon

 

 

 

 

Rick Gordon

 

 

 

 

Vice President

 

 

 

 

 

 

 

 

 

 

 

STANHOPE LIFE ADVISORS, L.P.

 

 

 

By:

Apollo Administration GP, Ltd.

 

 

its general partner

 

 

 

 

 

By:

/s/ Rick Gordon

 

 

 

Rick Gordon

 

 

 

Vice President

 

 

 

 

 

 

 

APOLLO ADMINISTRATION GP LTD.

 

 

 

 

By:

/s/ Rick Gordon

 

 

Rick Gordon

 

 

Vice President

 

48


 

 

AHL 2014 INVESTOR, L.P.

 

 

 

By:

AHL 2014 Investor GP, Ltd.

 

 

its general partner

 

 

 

 

 

 

By:

/s/ Rick Gordon

 

 

 

Rick Gordon

 

 

 

Vice President

 

 

 

 

 

 

 

 

 

AHL 2014 INVESTOR II, L.P.

 

 

 

By:

AHL 2014 Investor GP, Ltd.

 

 

its general partner

 

 

 

 

 

By:

/s/ Rick Gordon

 

 

 

Rick Gordon

 

 

 

Vice President

 

 

 

 

 

 

 

 

 

AHL 2014 INVESTOR GP, LTD.

 

 

 

By:

/s/ Rick Gordon

 

 

Rick Gordon

 

 

Vice President

 

 

 

 

 

 

APOLLO PRINCIPAL HOLDINGS III, L.P.

 

 

 

By:

Apollo Principal Holdings III GP, Ltd.

 

 

its general partner

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

APOLLO PRINCIPAL HOLDINGS III GP, LTD.

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

ATHENE ASSET MANAGEMENT, L.P.

 

 

 

By:

AAM GP Ltd.

 

 

its general partner

 

 

 

 

 

By:

/s/ Angelo Lombardo

 

 

 

Angelo Lombardo

 

 

 

Senior Vice President, Counsel and Secretary

 

49


 

 

AAM GP LTD.

 

 

 

 

By:

/s/ Angelo Lombardo

 

 

Angelo Lombardo

 

 

Senior Vice President, Counsel and Secretary

 

 

 

 

 

APOLLO LIFE ASSET LTD.

 

 

 

 

By:

/s/ William B. Kuesel

 

 

William B. Kuesel

 

 

Vice President

 

 

 

 

 

 

 

APOLLO PALMETTO ADVISORS, L.P.

 

 

 

 

By:

Apollo Palmetto Management, LLC

 

 

its general partner

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

 

 

PALMETTO ATHENE HOLDINGS (CAYMAN), L.P.

 

 

 

 

By:

Apollo Palmetto Management, LLC

 

 

its general partner

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

APOLLO PALMETTO MANAGEMENT, LLC

 

 

 

 

By:

/s/ William B. Kuesel

 

 

William B. Kuesel

 

 

Vice President

 

 

 

 

 

 

 

APOLLO PRINCIPAL HOLDINGS IV, L.P.

 

 

 

 

By:

Apollo Principal Holdings IV GP, Ltd.

 

 

its general partner

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

APOLLO PRINCIPAL HOLDINGS IV GP, LTD.

 

 

 

 

By:

/s/ William B. Kuesel

 

 

William B. Kuesel

 

 

Vice President

 

50


 

 

APOLLO PALMETTO ATHENE PARTNERSHIP, L.P.

 

 

 

 

By:

Apollo Palmetto Management, LLC

 

 

its general partner

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

APOLLO PALMETTO ATHENE MANAGEMENT, LLC

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

APOLLO CAPITAL MANAGEMENT, L.P.

 

 

 

 

By:

Apollo Capital Management GP, LLC

 

 

its general partner

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

APOLLO CAPITAL MANAGEMENT GP, LLC

 

 

 

 

By:

/s/ William B. Kuesel

 

 

William B. Kuesel

 

 

Vice President

 

 

 

 

 

AAA GUARANTOR - ATHENE, L.P.

 

 

 

 

By:

AAA Investments, L.P.

 

 

its general partner

 

 

 

 

 

By:

Apollo Alternative Assets, L.P.

 

 

 

its service provider

 

 

 

 

 

 

 

By:

Apollo International Management L.P.,

 

 

 

 

its managing general partner

 

 

 

 

 

 

 

 

 

By:

Apollo International Management GP, LLC

 

 

 

 

 

its general partner

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

 

 

 

William B. Kuesel

 

 

 

 

 

 

Vice President

 

51


 

 

AAA INVESTMENTS, L.P.

 

 

 

 

By:

Apollo Alternative Assets, L.P.

 

 

its service provider

 

 

 

 

 

By:

Apollo International Management, LP

 

 

 

its managing general partner

 

 

 

 

 

 

 

By:

Apollo International Management GP, LLC

 

 

 

 

its general partner

 

 

 

 

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

 

 

William B. Kuesel

 

 

 

 

 

Vice President

 

 

 

 

 

AAA ASSOCIATES, L.P.

 

 

 

 

By:

Apollo Alternative Assets, L.P.

 

 

its service provider

 

 

 

 

 

By:

Apollo International Management, L.P.

 

 

 

its managing general partner

 

 

 

 

 

 

 

By:

Apollo International Management GP, LLC

 

 

 

 

its general partner

 

 

 

 

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

 

 

William B. Kuesel

 

 

 

 

 

Vice President

 

 

 

 

 

AAA MIP LIMITED

 

 

 

 

By:

Apollo Alternative Assets, L.P.

 

 

its service provider

 

 

 

 

 

By:

Apollo International Management, L.P.

 

 

 

its managing general partner

 

 

 

 

 

 

 

By:

Apollo International Management GP, LLC

 

 

 

 

its general partner

 

 

 

 

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

 

 

William B. Kuesel

 

 

 

 

 

Vice President

 

52


 

 

APOLLO ALTERNATIVE ASSETS, L.P.

 

 

 

 

By:

Apollo International Management, L.P.

 

 

its managing general partner

 

 

 

 

 

By:

Apollo International Management GP, LLC

 

 

 

its general partner

 

 

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

 

William B. Kuesel

 

 

 

 

Vice President

 

 

 

 

 

APOLLO INTERNATIONAL MANAGEMENT, L.P.

 

 

 

 

By:

Apollo International Management GP, LLC

 

 

its general partner

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

 

 

 

 

APOLLO INTERNATIONAL MANAGEMENT GP, LLC

 

 

 

By:

/s/ William B. Kuesel

 

 

William B. Kuesel

 

 

Vice President

 

 

 

 

 

AAA HOLDINGS, L.P.

 

 

 

 

By:

AAA Holdings GP Limited

 

 

its general partner

 

 

 

 

 

By:

/s/ John Suydam

 

 

 

John Suydam

 

 

 

Director

 

 

 

 

 

AAA HOLDINGS GP LIMITED

 

 

 

By:

/s/ John Suydam

 

 

John Suydam

 

 

Director

 

 

 

 

 

 

 

 

 

APOLLO MANAGEMENT HOLDINGS, L.P.

 

 

 

 

By:

Apollo Management Holdings GP, LLC,

 

 

its general partner

 

 

 

 

 

By:

/s/ William B. Kuesel

 

 

 

William B. Kuesel

 

 

 

Vice President

 

53


 

 

APOLLO MANAGEMENT HOLDINGS, GP, LLC

 

 

 

By:

/s/ William B. Kuesel

 

 

William B. Kuesel

 

 

Vice President

 

54